Capstone Turbine: Report Q3 im Fiskaljahr 2016

Die Capstone Turbine Corp. schreibt weiter rote Zahlen. Allerdings legte die kalifornische Spezialistin für industrielle Filtersysteme eine verbesserte Bilanz für das dritte Quartal des Fiskaljahres 2016 vor. Dank eines Umsatzanstiegs ging der Nettoverlust zurück. Lesen Sie dazu die Original-Meldung des Unternehmens in englischer Sprache.

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Sequential Quarterly Improvements Result in Improved Revenue, Gross Margin, EBITDA and Net Loss

Chatsworth California - Capstone Turbine Corporation (www.capstoneturbine.com) (Nasdaq:CPST), the world’s leading clean technology manufacturer of microturbine energy systems, reported financial results for its third quarter of fiscal 2016 ended December 31, 2015. Total revenue for the third quarter of fiscal 2016 was $21.5 million and net loss was $6.0 million, or $0.34 per share, which includes the 1-for-20 reverse stock split that was effected in November 2015.

During the third quarter 2016, management continued to implement several strategic initiatives and measures to further reduce operating expenses, increase its focus on new geographies and increase microturbine adoption in the energy efficiency market vertical. These measures have been a part of management’s strategy to counteract the macroeconomic headwinds on its revenue stream as the Company works toward returning to growth and becoming EBITDA breakeven.

Financial results for the third quarter reflect sequential quarterly improvements as a result of these new strategic initiatives and measures.

On a sequential quarterly basis for the third quarter, compared with the second quarter:

    Revenue increased 20% to $21.5 million, compared with $17.9 million in the second quarter
    Gross margin improved to 19% from 11% in the second quarter
    Production, labor and overhead expenses dropped 28% on lower variable manufacturing costs
    Bookings improved to $12.3 million compared with $8.4 million in the second quarter
    Net loss declined by 24% to $6.0 million from $7.9 million in the second quarter
    Cash position (including restricted cash) increased by $2.9 million to $18.5 million
    Loss from operations dropped by $1.7 million to $5.9 million
    Inventories decreased by $8.3 million on lower finished goods and raw materials
    Working capital was $7.3 million compared to negative $4.6 million in the second quarter
    Borrowings decreased $5.6 million on the Wells Fargo credit facility to $9.6 million

Darren Jamison, President and Chief Executive Officer of Capstone Turbine, said, “The positive reception we received for our new Capstone C1000 Signature Series that was launched at the PowerGen International tradeshow in December and the recent formation of the new Capstone Energy Finance™ entity are significant milestones in the third quarter. These notable milestones, combined with our team’s resilience and proactive measures, have placed Capstone back into the driver’s seat as we increased revenue, reduced expenses, improved the gross margin and increased bookings compared to the prior quarter.”

Mr. Jamison continued, “New order flow in the third quarter strengthened as our geographical diversification efforts continued to increase, resulting in new bookings from Europe, Latin America, Australia and Asia. Concurrently, the energy efficiency market vertical continued to grow and the oil and gas sector began to improve as customers focused on improving operational efficiencies as oil prices declined.”

Business and Operational Highlights Include:

    Energy efficiency comprised 71% of shipments in the third quarter

    New product orders received this quarter reflect our geographic diversity and include:
        Colombia: C600 for a gas compression station for an oil and gas customer
        Germany: 20 microturbines (C200 and 19 C65s) for multiple CHP projects
        Germany: C800 and C200 microturbines for heat generation CHP projects
        U.S.: Microturbines for two gas producing companies operating in the Marcellus and Utica Shale regions
        U.S.: C1000 power package for CHP at a U.S. Marine Corps base in Virginia
        Hungary: two C1000 power packages for a repeat CHP customer
        Peru: First order for a C200 to provide CHP for an industrial application
        Canada: three C1000s and two C800s for an associated gas to energy project
        U.S.: First Signature Series sold (two C1000s and two C600s)
        Colombia: C600 power package for CHP at a hotel in Cartagena
        China: Two C1000 power packages for a leading Chinese offshore oil company

    Partnership programs announced this quarter include:
        Strategic partnership with MultiChill Technologies to delivery air-cooled absorption chiller and water-making systems to be used in conjunction with our C65 series microturbines in CCHP applications

        Research pilot program with Argonne National Laboratory, a non-profit research facility operated by the University of Chicago for the U.S. Department of Energy, for participation in the innovative Technologist-in-Residence pilot program to advance adoption of low-emission, high-efficiency power solutions

Mr. Jamison concluded, “We still have hard work ahead of us but I am confident that our team is on track to achieve our goals as we continue to operate in a challenging business environment. We are focused on reaching EBITDA breakeven as quickly as possible and will enter our next fiscal year with a lower cost structure that we anticipate will allow us to reach EBITDA breakeven at approximately a $30 million quarterly revenue mark. Additionally, we are developing a plan to further lower our EBITDA breakeven to a $25 million quarterly revenue level. We’re extremely pleased with our new C1000 Signature Series product launch, CHP growth in the U.S. and emerging markets, and the revenue growth opportunities that we believe our new Capstone Finance entity will bring us.”

Financial Highlights of Third Quarter of Fiscal 2016 Include:

    Total revenue of $21.5 million for the third quarter of fiscal 2016 compared with $30.1 million in the year-ago third quarter. This quarter’s results did not include any new product shipments to BPC in Russia, which contributed approximately 10% or $2.3 million of revenue during last year’s third quarter.

    Total backlog as of December 31, 2015 was $102.3 million compared with $175.5 million as of December 31, 2014 and $104.8 million as of September 30, 2015.

    Selling, General & Administrative expenses for the third quarter of fiscal 2016 were $7.0 million compared with $7.5 million in the year-ago third quarter. Excluding bad debt expense, further reductions in SG&A are expected in the fourth quarter as a result of the Company’s initiatives to lower expenses.

    Net loss for the third quarter was $6.0 million or $0.34 loss per share, compared with a net loss of $3.9 million or $0.24 loss per share in the year-ago third quarter.

    Cash and cash equivalents as of December 31, 2015 was $18.5 million when combined with restricted cash of $5.0 million related to the Wells Fargo credit facility.

Conference Call and Webcast

The Company will host a live webcast today, February 3 at 1:45 p.m. Pacific Time (4:45 p.m. Eastern Time) to discuss its financial results and provide a business update for the third quarter of fiscal year 2016 ended December 31, 2015. At the end of the conference call, Capstone will host a question-and-answer session to provide an opportunity for financial analysts to ask questions. Investors and interested individuals are invited to listen to the webcast by logging on to the Company's investor relations webpage at: www.capstoneturbine.com.

A replay of the webcast will be available on the website for 30 days.

About Capstone Turbine Corporation

Capstone Turbine Corporation (www.capstoneturbine.com) (Nasdaq:CPST) is the world's leading producer of low-emission microturbine systems and was the first to market commercially viable microturbine energy products. Capstone Turbine has shipped over 8,700 Capstone Microturbine systems to customers worldwide. These award-winning systems have logged millions of documented runtime operating hours. Capstone Turbine is a member of the U.S. Environmental Protection Agency's Combined Heat and Power Partnership, which is committed to improving the efficiency of the nation's energy infrastructure and reducing emissions of pollutants and greenhouse gases. A UL-Certified ISO 9001:2008 and ISO 14001:2004 certified company, Capstone is headquartered in the Los Angeles area with sales and/or service centers in the New York Metro Area, United Kingdom, Mexico City, Shanghai and Singapore.

The Capstone Turbine Corporation logo is available at http://www.globenewswire.com/newsroom/prs/?pkgid=6212

This press release contains "forward-looking statements," as that term is used in the federal securities laws, about, among other things, the shipment of finished goods, the success of our strategic initiatives and cost-cutting measures, improving our products, strengthening our distribution channels, the growth and diversification of our end markets and attaining profitability. Forward-looking statements may be identified by words such as "expects," "objective," "intend," "targeted," "plan" and similar phrases. These forward-looking statements are subject to numerous assumptions, risks and uncertainties described in Capstone's filings with the Securities and Exchange Commission that may cause Capstone's actual results to be materially different from any future results expressed or implied in such statements. Capstone cautions readers not to place undue reliance on these forward-looking statements, which speak only as of the date of this release. Capstone undertakes no obligation, and specifically disclaims any obligation, to release any revisions to any forward-looking statements to reflect events or circumstances after the date of this release or to reflect the occurrence of unanticipated events.

"Capstone" and "Capstone MicroTurbine" are registered trademarks of Capstone Turbine Corporation. All other trademarks mentioned are the property of their respective owners.

Financial Tables Follow

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CAPSTONE TURBINE CORPORATION AND SUBSIDIARIES     
CONDENSED CONSOLIDATED BALANCE SHEETS     
(In thousands, except share amounts)     
(Unaudited)     
            December 31,           March 31,     
                  2015                       2015           
ASSETS                             
Current Assets:                             
Cash and cash equivalents           $     13,470                 $     32,221           
Restricted cash                 5,000                             —           
Accounts receivable, net of allowances of $10,593 at December 31, 2015 and $11,041 at March 31, 2015                 13,851                       13,120           
Inventories                 20,431                       23,097           
Prepaid expenses and other current assets                   2,9411                       3,063           
Total current assets                 55,693                       71,501           
Property, plant and equipment, net                 3,854                       3,523           
Non-current portion of inventories                 2,287                       2,258           
Intangible assets, net                 1,132                       1,337           
Other assets                 281                       308           
Total           $     63,247                 $     78,927           

LIABILITIES AND STOCKHOLDERS’ EQUITY                             

Current Liabilities:                             
Accounts payable and accrued expenses           $     21,351                 $     22,266           
Accrued salaries and wages                   1,6799                       2,113           
Accrued warranty reserve                 2,200                       3,183           
Deferred revenue                   3,9588                       3,051           
Revolving credit facility                 9,600                       12,953           
Current portion of notes payable and capital lease obligations                 540                       407           
Total current liabilities                 39,328                       43,973           
Long-term portion of notes payable and capital lease obligations                 77                       89           
Other long-term liabilities                 184                       161           
Commitments and contingencies                             
Stockholders’ Equity:                             
Preferred stock, $.001 par value; 10,000,000 shares authorized; none issued                             
Common stock, $.001 par value; 515,000,000 shares authorized; 19,767,772 shares issued and  19,663,666  shares outstanding at December 31, 2015; 16,589,848 shares issued and 16,527,054 shares outstanding at March 31, 2015                 354                       332           
Additional paid-in capital                 846,557                       837,650           
Accumulated deficit                 (821,636     )                 (801,764     )     
Treasury stock, at cost; 104,106 at December 31, 2015 and 62,794 shares at March 31, 2015                 (1,617     )                 (1,514     )     
Total stockholders’ equity                 23,658                       34,704           
Total           $     63,247                 $     78,927           


CAPSTONE TURBINE CORPORATION AND SUBSIDIARIES
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS
(In thousands, except per share data)
(Unaudited)

            Three Months Ended           Nine Months Ended     
            December 31,           December 31,     
                  2015                       2014                       2015                       2014           
Revenue:                                                     
Product, accessories and parts           $     18,239                 $     26,919                 $     57,074                 $     77,682           
Service                 3,220                       3,165                       9,270                       7,910           
Total revenues                   21,459                         30,084                         66,344                         85,592           
Cost of goods sold:                                                     
Product, accessories and parts                 14,979                       21,859                       48,039                       64,560           
Service                 2,429                       2,119                       7,641                       6,267           
Total cost of goods sold                 17,408                       23,978                       55,680                       70,827           
Gross margin                 4,051                       6,106                       10,664                       14,765           
Operating expenses:                                                     
Research and development                 2,905                       2,355                       8,193                       6,737           
Selling, general and administrative                 7,002                       7,508                       21,796                       24,815           
Total operating expenses                 9,907                       9,863                       29,989                       31,552           
Loss from operations                 (5,856     )                 (3,757     )                 (19,325     )                 (16,787     )     
Other (expense) income                 —                       (31     )                 (38     )                 50           
Interest expense                 (159     )                 (134     )                 (506     )                 (421     )     
Loss before income taxes                 (6,015     )                 (3,922     )                 (19,869     )                 (17,158     )     
Provision for income taxes                 —                       13                       3                       77           
Net loss           $     (6,015     )           $     (3,935     )           $     (19,872     )           $     (17,235     )     

Net loss per common share—basic and diluted           $     (0.34     )           $     (0.24     )           $     (1.17     )           $     (1.05     )     

Weighted average shares used to calculate net loss per common share                 17,824                       16,512                       16,975                       16,366           


CONTACT:

Capstone Turbine Corporation
Investor and investment media inquiries:
818-407-3628
ir@capstoneturbine.com

INVESTORS:
Dian Griesel Int’l.
Cheryl Schneider/Tom Caden
212-825-3210

Source: Capstone Turbine Corporation
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